Form 4 for SCHW Charles Schwab Corporation
Accepted 2024-02-05 00:00:00 ET · period of report 2024-02-01 · accession 0001171694-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-02-05 | 2024-02-01 | SCHW | HERRINGER FRANK C | Dir | S - Sale+OE | $62.25 | -7,587 | 167.2K | -4% | -$472.3K |
| D | 2024-02-05 | 2024-02-01 | SCHW | HERRINGER FRANK C | Dir | M - OptEx | $25.01 | +10.5K | 7,395 | New | +$262.9K |
| D | 2024-02-05 | 2024-02-01 | SCHW | HERRINGER FRANK C | Dir | M - OptEx | $0.00 | -10.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-01 | S | D | 7,587 | $62.25 | 167,206 | I | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $62.19 to $62.295. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) Reflects the contribution of 10,511 shares received upon exercise of the option to a trust. |
| 2 | Common | Common Stock | 2024-02-01 | M | A | 10,511 | $25.01 | 7,395 | D by Trust | — | — | (F1) Reflects the contribution of 10,511 shares received upon exercise of the option to a trust. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2024-02-01 | M | D | 10,511 | $0.00 | 0 | D | $25.01 · 2015-05-19 to 2024-05-19 | 10,511 Common Stock | (F3) The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 19, 2015, (ii) 25% on May 19, 2016, and (iii) 50% on May 19, 2017. |