Form 4 for SCHW Charles Schwab Corporation
Accepted 2025-04-22 00:00:00 ET · period of report 2025-04-21 · accession 0001171694-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-04-22 | 2025-04-21 | SCHW | HERRINGER FRANK C | Dir | S - Sale+OE | $74.26 | -3,592 | 172.2K | -2% | -$266.7K |
| D | 2025-04-22 | 2025-04-21 | SCHW | HERRINGER FRANK C | Dir | M - OptEx | $31.21 | +8,548 | 9,204 | +1,303% | +$266.8K |
| D | 2025-04-22 | 2025-04-21 | SCHW | HERRINGER FRANK C | Dir | M - OptEx | $0.00 | -8,548 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-21 | S | D | 3,592 | $74.26 | 172,162 | I | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $74.23 to $74.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2025-04-21 | M | A | 8,548 | $31.21 | 9,204 | D by Trust | — | — | (F1) Reflects the contribution of the shares received upon exercise of the option to a revocable trust. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2025-04-21 | M | D | 8,548 | $0.00 | 0 | D | $31.21 · — to 2025-05-15 | 8,548 Common Stock | (F3) The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. |