Form 4 for ANIK Anika Therapeutics, Inc.
Accepted 2022-02-28 00:00:00 ET · period of report 2022-02-25 · accession 0001171843-22-001459 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-28 | 2022-02-25+ | ANIK | Finnerty Thomas | EVP, Human Resources | M - OptEx | $0.00 | +5,834 | 23.7K | +33% | $0 |
| DM | 2022-02-28 | 2022-02-25+ | ANIK | Finnerty Thomas | EVP, Human Resources | F - Tax | $32.13 | -1,713 | 20.7K | -8% | -$55.0K |
| DM | 2022-02-28 | 2022-02-25+ | ANIK | Finnerty Thomas | EVP, Human Resources | M - OptEx | $0.00 | -5,834 | 2,833 | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-25 | M | A | 2,834 | $0.00 | 21,511 | D | — | — | (F1) Reflects the second vesting installment of Restricted Stock Units (RSUs) granted on February 25, 2020. |
| 2 | Common | Common Stock | 2022-02-26 | F | D | 881 | $32.13 | 22,798 | D | — | — | (F5) Reflects an aggregate of 881 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on February 26, 2022. (F3) Reflects the closing price of ANIK common stock on February 25, 2022, the trading day on which the vesting of RSUs gave rise to tax withholding obligations. |
| 3 | Common | Common Stock | 2022-02-26 | M | A | 3,000 | $0.00 | 23,679 | D | — | — | (F4) Reflects the third vesting installment of RSUs granted on February 26, 2019. |
| 4 | Common | Common Stock | 2022-02-25 | F | D | 832 | $32.13 | 20,679 | D | — | — | (F2) Reflects an aggregate of 832 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on February 25, 2022. (F3) Reflects the closing price of ANIK common stock on February 25, 2022, the trading day on which the vesting of RSUs gave rise to tax withholding obligations. |
| 5 | Derivative | Restricted Stock Unit | 2022-02-26 | M | D | 3,000 | $0.00 | 0 | D | $0.00 · — to — | 3,000 Common Stock | (F7) Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020. |
| 6 | Derivative | Restricted Stock Unit | 2022-02-25 | M | D | 2,834 | $0.00 | 2,833 | D | $0.00 · — to — | 2,834 Common Stock | (F6) Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 25, 2021. |