Form 4 for TLRY Tilray Brands, Inc.
Accepted 2022-08-18 00:00:00 ET · period of report 2022-08-17 · accession 0001171843-22-005743 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-18 | 2022-08-17 | TLRY | Merton Carl A | CFO | A - Grant | — | +20.8K | 279.2K | +8% | — |
| D | 2022-08-18 | 2022-08-17 | TLRY | Merton Carl A | CFO | D - Sale to Iss | $4.06 | -11.0K | 268.2K | -4% | -$44.7K |
| D | 2022-08-18 | 2022-08-17 | TLRY | Merton Carl A | CFO | M - OptEx | $0.00 | -20.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Units | 2022-08-17 | A | A | 20,750 | — | 279,179 | D | — | — | (F1) RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. (F2) Amount includes shares of Common Stock beneficially owned by the reporting person. |
| 2 | Common | Restricted Stock Units | 2022-08-17 | D | D | 10,998 | $4.06 | 268,181 | D | — | — | (F3) Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs. (F2) Amount includes shares of Common Stock beneficially owned by the reporting person. |
| 3 | Derivative | RSUs | 2022-08-17 | M | D | 20,750 | $0.00 | 0 | D | — · — to — | 20,750 Class 2 Common Stock | (F4) Each RSU represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock. (F5) On March 1, 2019, the reporting person was granted 20,750 RSUs. The RSUs were fully vested and held for the account of the Reporting Person convertible into shares of Tilray Class 2 Common Stock. |