Form 4 for ANIK Anika Therapeutics, Inc.
Accepted 2024-03-12 00:00:00 ET · period of report 2024-03-11 · accession 0001171843-24-001306 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-12 | 2024-03-11 | ANIK | Colleran David | EVP, GC, Corp Sec | M - OptEx | $0.00 | +16.8K | 35.2K | +91% | $0 |
| DM | 2024-03-12 | 2024-03-11 | ANIK | Colleran David | EVP, GC, Corp Sec | F - Tax | $25.59 | -4,936 | 33.0K | -13% | -$126.3K |
| DM | 2024-03-12 | 2024-03-11 | ANIK | Colleran David | EVP, GC, Corp Sec | M - OptEx | $0.00 | -16.8K | 10.9K | -61% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-11 | M | A | 3,682 | $0.00 | 24,804 | D | — | — | (F1) Reflects the third and final vesting installment of Restricted Stock Units (RSUs) granted on March 9, 2021. (F2) Includes the following shares acquired under the Anika Therapeutics, Inc. Employee Stock Purchase Plan: 642 shares on May 12, 2023 and 192 shares on November 14, 2023. |
| 2 | Common | Common Stock | 2024-03-11 | F | D | 1,081 | $25.42 | 23,723 | D | — | — | (F3) Reflects an aggregate of 1,081 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 9, 2024. (F4) Reflects the closing price of ANIK common stock on March 8, 2024, the trading day prior to which the vesting of RSUs gave rise to tax withholding obligations. |
| 3 | Common | Common Stock | 2024-03-11 | M | A | 5,465 | $0.00 | 29,188 | D | — | — | (F5) Reflects the first vesting installment of RSUs granted on March 9, 2023. |
| 4 | Common | Common Stock | 2024-03-11 | F | D | 1,605 | $25.42 | 27,583 | D | — | — | (F6) Reflects an aggregate of 1,605 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 9, 2024. (F4) Reflects the closing price of ANIK common stock on March 8, 2024, the trading day prior to which the vesting of RSUs gave rise to tax withholding obligations. |
| 5 | Common | Common Stock | 2024-03-11 | F | D | 2,250 | $25.79 | 32,995 | D | — | — | (F8) Reflects an aggregate of 2,250 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 11, 2024. (F9) Reflects the closing price of ANIK common stock on March 11, 2024, the trading day on which the vesting of RSUs gave rise to tax withholding obligations. |
| 6 | Common | Common Stock | 2024-03-11 | M | A | 7,662 | $0.00 | 35,245 | D | — | — | (F7) Reflects the second vesting installment of RSUs granted on March 11, 2022. |
| 7 | Derivative | Restricted Stock Unit | 2024-03-11 | M | D | 3,682 | $0.00 | 0 | D | $0.00 · — to — | 3,682 Common Stock | (F10) Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022. |
| 8 | Derivative | Restricted Stock Unit | 2024-03-11 | M | D | 7,662 | $0.00 | 7,663 | D | $0.00 · — to — | 7,662 Common Stock | (F12) Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 11, 2023. |
| 9 | Derivative | Restricted Stock Unit | 2024-03-11 | M | D | 5,465 | $0.00 | 10,930 | D | $0.00 · — to — | 5,465 Common Stock | (F11) Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2024. |