Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2025-08-28 00:00:00 ET · period of report 2025-08-27 · accession 0001174850-25-000045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-08-28 | 2025-08-27 | NIC | Witczak Eric James | EVP, Sec | M - OptEx | $70.50 | +5,000 | 33.9K | +17% | +$352.5K |
| D | 2025-08-28 | 2025-08-27 | NIC | Witczak Eric James | EVP, Sec | S - Sale+OE | $139.42 | -1,588 | 28.9K | -5% | -$221.4K |
| D | 2025-08-28 | 2025-08-27 | NIC | Witczak Eric James | EVP, Sec | F - Tax | $139.66 | -3,412 | 30.5K | -10% | -$476.5K |
| D | 2025-08-28 | 2025-08-27 | NIC | Witczak Eric James | EVP, Sec | M - OptEx | $0.00 | -5,000 | 10.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-08-27 | M | A | 5,000 | $70.50 | 33,901 | D | — | — | |
| 2 | Common | Common Stock | 2025-08-27 | S | D | 1,588 | $139.42 | 28,901 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.30 to $139.64, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. (F2) Includes shares acquired under the Employee Stock Purchase Plan. Mr. Witczak has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on August 27, 2025. Mr. Witczak owns a total of 1,042 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 3 | Common | Common Stock | 2025-08-27 | F | D | 3,412 | $139.66 | 30,489 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2025-08-27 | M | D | 5,000 | $0.00 | 10,000 | D | $70.50 · — to 2029-11-18 | 5,000 Common Stock | (F3) The nonqualified stock option fully vested as of November 18, 2024, and is currently exercisable as to all remaining 10,000 shares. |