Form 4/A for UONE URBAN ONE, INC.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-06 · accession 0001175204-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-02-17 | 2023-02-06 | UONE | KANTOR DAVID M | CEO, Radio Division | A - Grant | $0.00 | +82.3K | 294.2K | +39% | $0 |
| DA | 2023-02-17 | 2023-02-06 | UONE | KANTOR DAVID M | CEO, Radio Division | F - Tax | $5.15 | -20.6K | 273.6K | -7% | -$106.0K |
| DA | 2023-02-17 | 2023-02-06 | UONE | KANTOR DAVID M | CEO, Radio Division | A - Grant | $0.00 | +50.2K | 194.8K | +35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2023-02-06 | A | A | 82,267 | $0.00 | 294,192 | D | — | — | (F1) This Form 4A is being filed to reconcile share ownership totals after adjusting for actual shares withheld for taxes versus estimated amounts in relation to the February 6, 2023 grant and vesting. (F2) Award vested immediately upon pricing. |
| 2 | Common | Class D Common Stock | 2023-02-06 | F | D | 20,578 | $5.15 | 273,614 | D | — | — | |
| 3 | Derivative | Stock Option (Class D) | 2023-02-06 | A | A | 50,224 | $0.00 | 194,812 | D | $5.15 · 2023-02-06 to 2033-02-06 | 50,224 Class D Common Stock |