Form 4 for CVRX CVRx, Inc.
Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-02 · accession 0001179110-21-007342 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-02 | 2021-07-02 | CVRX | BRINTNALL JOHN | Chief Strategy Off, Sec | C - Cnv Deriv | — | +7,900 | 7,900 | New | — |
| DM | 2021-07-02 | 2021-07-02 | CVRX | BRINTNALL JOHN | Chief Strategy Off, Sec | C - Cnv Deriv | $0.00 | -178.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-02 | C | A | 2,242 | — | 2,242 | D | — | — | (F1) Upon the closing of the Issuer's initial public offering, each share of Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287. |
| 2 | Common | Common Stock | 2021-07-02 | C | A | 5,658 | — | 7,900 | D | — | — | (F2) Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. |
| 3 | Derivative | Series G-2 Preferred Stock | 2021-07-02 | C | D | 89,518 | $0.00 | 0 | D | — · — to — | 5,658 Common Stock | (F2) Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. (F3) Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. |
| 4 | Derivative | Series F-2 Preferred Stock | 2021-07-02 | C | D | 88,653 | $0.00 | 0 | D | — · — to — | 2,242 Common Stock | (F1) Upon the closing of the Issuer's initial public offering, each share of Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287. (F3) Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. |