Form 4 for HRL Hormel Foods
Accepted 2021-07-06 00:00:00 ET · period of report 2021-07-01 · accession 0001179110-21-007402 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-06 | 2021-07-01+ | HRL | LYKKEN STEVEN J | Group VP | M - OptEx | $14.80 | +16.0K | 28.0K | +133% | +$236.8K |
| DM | 2021-07-06 | 2021-07-01 | HRL | LYKKEN STEVEN J | Group VP | S - Sale+OE | $47.61 | -22.6K | 26.8K | -46% | -$1.08M |
| DM | 2021-07-06 | 2021-07-01+ | HRL | LYKKEN STEVEN J | Group VP | M - OptEx | $0.00 | -16.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-06 | M | A | 14,780 | $14.80 | 20,176.01 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-01 | S | D | 21,380 | $47.61 | 5,396.01 | D | — | — | (F2) Reflects the weighted average price of 21,380 shares of common stock of Hormel Foods Corporation sold by the reporting person in multiple transactions on July 1, 2021 with sale prices ranging from $47.44 to $47.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-07-01 | S | D | 1,220 | $47.61 | 26,776.01 | D | — | — | (F1) Reflects the weighted average price of 1,220 shares of common stock of Hormel Foods Corporation sold by the reporting person in multiple transactions on July 1, 2021 with sale prices ranging from $47.45 to $47.76 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-07-01 | M | A | 1,220 | $14.80 | 27,996.01 | D | — | — | |
| 5 | Derivative | Stock Options (Right to Buy) | 2021-07-01 | M | D | 1,220 | $0.00 | 14,780 | D | $14.80 · — to 2021-12-06 | 1,220 Common Stock | (F3) The option vested in four equal annual installments, with the first group vesting on December 6, 2012. |
| 6 | Derivative | Stock Options (Right to Buy) | 2021-07-06 | M | D | 14,780 | $0.00 | 0 | D | $14.80 · — to 2021-12-06 | 14,780 Common Stock | (F3) The option vested in four equal annual installments, with the first group vesting on December 6, 2012. |