Form 4 for RBCAA REPUBLIC BANCORP INC /KY/
Accepted 2021-07-26 00:00:00 ET · period of report 2021-07-23 · accession 0001179110-21-007639 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-07-26 | 2021-07-23 | RBCAA | TRAGER STEVE | COB, CEO, Dir, 10% | J - Other | $0.00 | -488.1K | 343.5K | -59% | $0 |
| DMI | 2021-07-26 | 2021-07-23 | RBCAA | TRAGER STEVE | COB, CEO, Dir, 10% | J - Other | $0.00 | -117.5K | 77.0K | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-23 | J | D | 393,862.51 | $0.00 | 3,629,275.09 | I By Teebank Family Limited Partnership | — | — | (F1) The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement. (F3) Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2021-07-23 | J | D | 94,265.80 | $0.00 | 343,538.19 | I By Jaytee Properties Limited Partnership | — | — | (F1) The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement. (F2) Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is also the trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 3 | Derivative | Class B Common Stock | 2021-07-23 | J | D | 96,403.06 | $0.00 | 888,313.05 | I By Teebank Family Limited Partnership | — · — to — | 96,403.06 Class A Common Stock | (F1) The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement. (F3) Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F4) Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis. (F5) Immediate. (F6) None. |
| 4 | Derivative | Class B Common Stock | 2021-07-23 | J | D | 21,121.95 | $0.00 | 76,975.91 | I By Jaytee Properties Limited Partnership | — · — to — | 21,121.95 Class A Common Stock | (F1) The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement. (F2) Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is also the trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F4) Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis. (F5) Immediate. (F6) None. |