Form 4 for BOOT Boot Barn Holdings, Inc.
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-10 · accession 0001179110-21-008160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-12 | 2021-08-11 | BOOT | Hackman Gregory V. | EVP, COO, CFO | M - OptEx | $25.51 | +9,532 | 38.8K | +33% | +$243.2K |
| D | 2021-08-12 | 2021-08-10 | BOOT | Hackman Gregory V. | EVP, COO, CFO | F - Tax | $88.46 | -527 | 29.3K | -2% | -$46.6K |
| D | 2021-08-12 | 2021-08-11 | BOOT | Hackman Gregory V. | EVP, COO, CFO | S - Sale+OE | $89.14 | -9,532 | 29.3K | -25% | -$849.7K |
| DM | 2021-08-12 | 2021-08-11 | BOOT | Hackman Gregory V. | EVP, COO, CFO | M - OptEx | $0.00 | -9,532 | 10.0K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-11 | M | A | 3,088 | $23.92 | 32,401 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-11 | M | A | 3,337 | $24.08 | 35,738 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-10 | F | D | 527 | $88.46 | 29,313 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-11 | S | D | 9,532 | $89.14 | 29,313 | D | — | — | (F2) Reflects the weighted average price of sales on August 11, 2021. The shares were sold in multiple transactions at prices ranging from $89.00 to $89.50, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. (F3) Consists of the number of shares of common stock held by the reporting person as of August 11, 2021, but excluding any shares of common stock subject to further vesting conditions. See Note 4 below. |
| 5 | Common | Common Stock | 2021-08-11 | M | A | 3,107 | $28.63 | 38,845 | D | — | — | |
| 6 | Derivative | Options | 2021-08-11 | M | D | 3,088 | $0.00 | 11,245 | D | $23.92 · — to 2026-05-24 | 3,088 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |
| 7 | Derivative | Options | 2021-08-11 | M | D | 3,107 | $0.00 | 6,214 | D | $28.63 · — to 2029-05-20 | 3,107 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |
| 8 | Derivative | Options | 2021-08-11 | M | D | 3,337 | $0.00 | 10,010 | D | $24.08 · — to 2030-05-21 | 3,337 Common Stock | (F5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. |