Form 4 for ATEC Alphatec Holdings, Inc.

Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-12 · accession 0001179110-21-008171 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-08-13	2021-08-12	ATEC	Altman Elizabeth Ann	Dir	A - Grant	$0.00	+29.9K	8,870	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-12	A	A	21,024	$0.00	29,894	D	—	—	(F3) Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. (F2) On August 12, 2021, issuer also granted to the reporting person 21,024 restricted stock units which vest in three equal installments on each of August 12, 2022, August 12, 2023, and August 12, 2024.
2	Common	Common Stock	2021-08-12	A	A	8,870	$0.00	8,870	D	—	—	(F1) On August 12, 2021, issuer granted to the reporting person 8,870 restricted stock units which vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. (F3) Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.