Form 4 for CLNE Clean Energy Fuels Corp.
Accepted 2021-09-21 00:00:00 ET · period of report 2021-09-17 · accession 0001179110-21-008874 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-09-21 | 2021-09-17+ | CLNE | Pratt Mitchell W | COO, Sec | M - OptEx | $2.30 | +60.3K | 769.1K | +9% | +$138.5K |
| DMI | 2021-09-21 | 2021-09-17+ | CLNE | Pratt Mitchell W | COO, Sec | M - OptEx | $0.00 | -60.3K | 33.9K | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-17 | M | A | 17,442 | $2.56 | 739,103 | I By Family Trust | — | — | |
| 2 | Common | Common Stock | 2021-09-17 | M | A | 12,852 | $2.19 | 721,661 | I By Family Trust | — | — | |
| 3 | Common | Common Stock | 2021-09-20 | M | A | 30,000 | $2.19 | 769,103 | I By Family Trust | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-09-20 | M | D | 30,000 | $0.00 | 58,200 | I By Family Trust | $2.19 · — to 2029-02-25 | 30,000 Common Stock | (F1) 34% of the total shares subject to stock option award, vested on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-09-17 | M | D | 12,852 | $0.00 | 12,474 | I By Family Trust | $2.19 · — to 2029-02-25 | 12,852 Common Stock | (F2) The remaining shares subject to the stock option award vest on the third anniversary of the grant date if, as of such date, the applicable Volume Hurdle has been achieved. For this purpose, the "Volume Hurdle" will have been achieved if, as of the applicable vesting date, the volume of gasoline gallon equivalents of natural gas delivered by the Issuer in its most recently completed fiscal year has increased by 10% or more relative to the volume of gasoline gallon equivalents of natural gas delivered by the Issuer in the fiscal year immediately preceding the Issuer's most recently completed fiscal year. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-09-17 | M | D | 17,442 | $0.00 | 33,858 | I By Family Trust | $2.56 · — to 2030-02-25 | 17,442 Common Stock | (F1) 34% of the total shares subject to stock option award, vested on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. |