Form 4 for CMCT Creative Media & Community Trust Corp
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-04 · accession 0001179110-21-009248 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-10-05 | 2021-10-04+ | CMCT | Kuba Shaul | Dir, 10% | P - Purchase | $8.65 | +37.6K | 328.3K | +13% | +$325.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-05 | P | A | 17,920 | $8.60 | 346,194 | I CIM Real Assets & Credit Fund | — | — | (F2) The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $8.48 to $8.70 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. (F4) The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Stock | 2021-10-04 | P | A | 19,724 | $8.70 | 328,274 | I CIM Real Assets & Credit Fund | — | — | (F1) The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $8.62 to $8.79 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is a wholly owned subsidiary of CIM Group, LLC. (F4) The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |