Form 4 for WINA WINMARK CORP
Accepted 2021-10-25 00:00:00 ET · period of report 2021-10-21 · accession 0001179110-21-009612 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-25 | 2021-10-21+ | WINA | HEFFES BRETT D | COB, CEO, Dir | M - OptEx | $82.60 | +14.9K | 107.4K | +16% | +$1.23M |
| DM | 2021-10-25 | 2021-10-21+ | WINA | HEFFES BRETT D | COB, CEO, Dir | S - Sale+OE | $218.35 | -11.1K | 102.2K | -10% | -$2.42M |
| DM | 2021-10-25 | 2021-10-21+ | WINA | HEFFES BRETT D | COB, CEO, Dir | M - OptEx | $82.60 | -14.9K | 2,731 | -84% | -$1.23M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-21 | M | A | 683 | $80.32 | 102,883 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-22 | S | D | 2,357 | $218.20 | 103,900 | D | — | — | (F3) 2,357 shares sold at an average price of $218.20, with a range of $218.00 to $218.50, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. |
| 3 | Common | Common Stock | 2021-10-22 | M | A | 800 | $80.32 | 104,700 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-25 | M | A | 3,518 | $82.72 | 108,218 | D | — | — | |
| 5 | Common | Common Stock | 2021-10-25 | S | D | 3,518 | $218.00 | 104,700 | D | — | — | (F4) 3,518 shares sold at an average price of $218.00, with a range of $218.00 to $218.35, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. |
| 6 | Common | Common Stock | 2021-10-25 | M | A | 1,200 | $82.72 | 105,900 | D | — | — | |
| 7 | Common | Common Stock | 2021-10-25 | M | A | 100 | $80.32 | 106,000 | D | — | — | |
| 8 | Common | Common Stock | 2021-10-21 | M | A | 1,017 | $98.25 | 103,900 | D | — | — | |
| 9 | Common | Common Stock | 2021-10-22 | M | A | 1,801 | $82.72 | 105,701 | D | — | — | |
| 10 | Common | Common Stock | 2021-10-22 | M | A | 556 | $80.32 | 106,257 | D | — | — | |
| 11 | Common | Common Stock | 2021-10-21 | M | A | 5,211 | $80.32 | 107,411 | D | — | — | |
| 12 | Common | Common Stock | 2021-10-21 | S | D | 5,211 | $218.66 | 102,200 | D | — | — | (F2) 5,211 shares sold at an average price of $218.66, with a range of $218.00 to $218.83, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. |
| 13 | Derivative | Employee Stock Option (right to buy) | 2021-10-21 | M | D | 1,017 | $98.25 | 3,983 | D | $98.25 · 2017-06-01 to 2026-06-01 | 5,000 Common Stock | (F1) 25% per year for four years. |
| 14 | Derivative | Employee Stock Option (right to buy) | 2021-10-21 | M | D | 7,350 | $80.32 | 0 | D | $80.32 · 2015-12-15 to 2024-12-15 | 7,350 Common Stock | (F6) 5,894 option shares exercised 10/21/2021, 1,356 option shares exercised 10/22/21 and 100 option shares exercised 10/25/2021 as indicated in Table I. (F1) 25% per year for four years. |
| 15 | Derivative | Employee Stock Option (right to buy) | 2021-10-22 | M | D | 6,519 | $82.72 | 2,731 | D | $82.72 · 2014-12-16 to 2023-12-16 | 9,250 Common Stock | (F5) 1,801 option shares exercised 10/22/2021 and 4,718 option shares exercised 10/25/2021 as indicated in Table I. (F1) 25% per year for four years. |