Form 4 for WINA WINMARK CORP
Accepted 2021-10-29 00:00:00 ET · period of report 2021-10-28 · accession 0001179110-21-009708 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-29 | 2021-10-28 | WINA | HEFFES BRETT D | COB, CEO, Dir | M - OptEx | $88.07 | +6,514 | 107.1K | +6% | +$573.7K |
| DM | 2021-10-29 | 2021-10-28 | WINA | HEFFES BRETT D | COB, CEO, Dir | S - Sale+OE | $225.01 | -4,914 | 110.8K | -4% | -$1.11M |
| DM | 2021-10-29 | 2021-10-28 | WINA | HEFFES BRETT D | COB, CEO, Dir | M - OptEx | $88.07 | -6,514 | 0 | -100% | -$573.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-28 | M | A | 3,783 | $91.93 | 110,914 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-28 | S | D | 4,800 | $225.00 | 106,000 | D | — | — | (F3) 4,800 shares sold at an average price of $225.00, with a range of $225.00 to $225.06, to cover payment of exercise price of and taxes due on option exercises included on this Form 4 |
| 3 | Common | Common Stock | 2021-10-28 | M | A | 1,600 | $82.72 | 107,600 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-28 | M | A | 1,131 | $82.72 | 107,131 | D | — | — | |
| 5 | Common | Common Stock | 2021-10-28 | S | D | 114 | $225.34 | 110,800 | D | — | — | (F2) 114 shares sold at an average price of $225.34, with a range of $225.20 to $226.20, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-10-28 | M | D | 3,783 | $91.93 | 1,930 | D | $91.93 · 2016-06-01 to 2025-06-01 | 5,713 Common Stock | (F1) 25% per year for four years. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-10-28 | M | D | 2,731 | $82.72 | 0 | D | $82.72 · 2014-12-16 to 2023-12-16 | 2,731 Common Stock | (F1) 25% per year for four years. |