Form 4 for REZI RESIDEO TECHNOLOGIES, INC.
Accepted 2021-11-02 00:00:00 ET · period of report 2021-10-29 · accession 0001179110-21-009759 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-02 | 2021-10-29 | REZI | Kelly Stephen Montgomery | EVP, Chief HR Off | F - Tax | $24.82 | -6,359 | 83.7K | -7% | -$157.8K |
| D | 2021-11-02 | 2021-10-29 | REZI | Kelly Stephen Montgomery | EVP, Chief HR Off | M - OptEx | $0.00 | +16.2K | 90.0K | +22% | $0 |
| D | 2021-11-02 | 2021-10-29 | REZI | Kelly Stephen Montgomery | EVP, Chief HR Off | M - OptEx | $0.00 | -16.2K | 16.2K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-29 | F | D | 6,359 | $24.82 | 83,657 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-29 | M | A | 16,160 | $0.00 | 90,016 | D | — | — | (F1) Includes 483 shares acquired pursuant to the Issuer's employee stock purchase plan. |
| 3 | Derivative | Restricted Stock Units | 2021-10-29 | M | D | 16,160 | $0.00 | 16,160 | D | — · — to — | 16,160 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) On October 29, 2018, the reporting person was granted 32,320 restricted stock units, vesting as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment. |