Form 4 for REZI RESIDEO TECHNOLOGIES, INC.
Accepted 2021-11-02 00:00:00 ET · period of report 2021-10-29 · accession 0001179110-21-009761 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-02 | 2021-10-29 | REZI | Lane Jeannine J | EVP, GC, CCO, Corp Sec | M - OptEx | $0.00 | +14.4K | 32.2K | +80% | $0 |
| D | 2021-11-02 | 2021-10-29 | REZI | Lane Jeannine J | EVP, GC, CCO, Corp Sec | F - Tax | $24.82 | -7,633 | 24.6K | -24% | -$189.5K |
| D | 2021-11-02 | 2021-10-29 | REZI | Lane Jeannine J | EVP, GC, CCO, Corp Sec | M - OptEx | $0.00 | -14.4K | 14.4K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-29 | M | A | 14,365 | $0.00 | 32,217 | D | — | — | (F1) Includes 481 shares acquired pursuant to the Issuer's employee stock purchase plan. |
| 2 | Common | Common Stock | 2021-10-29 | F | D | 7,633 | $24.82 | 24,584 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-10-29 | M | D | 14,365 | $0.00 | 14,365 | D | — · — to — | 14,365 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) On October 29, 2018, the reporting person was granted 28,730 restricted stock units, vesting as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment. |