Form 4 for AMP Ameriprise Financial
Accepted 2021-11-02 00:00:00 ET · period of report 2021-10-29 · accession 0001179110-21-009774 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-02 | 2021-10-29 | AMP | CRACCHIOLO JAMES M | COB, CEO, Dir | M - OptEx | $123.37 | +108.3K | 280.2K | +63% | +$13.37M |
| DM | 2021-11-02 | 2021-10-29 | AMP | CRACCHIOLO JAMES M | COB, CEO, Dir | S - Sale+OE | $303.67 | -30.6K | 186.4K | -14% | -$9.30M |
| D | 2021-11-02 | 2021-10-29 | AMP | CRACCHIOLO JAMES M | COB, CEO, Dir | F - Tax | $305.30 | -77.7K | 202.5K | -28% | -$23.72M |
| D | 2021-11-02 | 2021-10-29 | AMP | CRACCHIOLO JAMES M | COB, CEO, Dir | M - OptEx | $0.00 | -108.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-29 | M | A | 108,334 | $123.37 | 280,214 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-29 | S | D | 14,531 | $302.83 | 171,880 | D | — | — | (F2) Reflects the weighted average price of 14,531 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 29, 2021 with sale prices ranging from $302.8146 to $302.8594 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-10-29 | S | D | 16,101 | $304.43 | 186,411 | D | — | — | (F1) Reflects the weighted average price of 16,101 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 29, 2021 with sale prices ranging from $304.0879 to $304.6566 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-10-29 | F | D | 77,702 | $305.30 | 202,512 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-10-29 | M | D | 108,334 | $0.00 | 0 | D | $123.37 · — to 2027-02-06 | 108,334 Common Stock | (F4) Fully vested. |