Form 4 for APT ALPHA PRO TECH LTD
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001179110-21-010204 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-17 | 2021-11-17 | APT | Garcia David R | Dir | M - OptEx | $3.51 | +10.0K | 16.0K | +166% | +$35.1K |
| D | 2021-11-17 | 2021-11-15 | APT | Garcia David R | Dir | S - Sale+OE | $5.24 | -10.0K | 6,013 | -62% | -$52.4K |
| DM | 2021-11-17 | 2021-11-17 | APT | Garcia David R | Dir | M - OptEx | $0.00 | -10.0K | 10.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common stock | 2021-11-17 | M | A | 5,000 | $3.60 | 11,013 | D | — | — | |
| 2 | Common | common stock | 2021-11-15 | S | D | 10,000 | $5.24 | 6,013 | D | — | — | |
| 3 | Common | common stock | 2021-11-17 | M | A | 5,000 | $3.42 | 16,013 | D | — | — | |
| 4 | Derivative | options | 2021-11-17 | M | D | 5,000 | $0.00 | 5,000 | D | $3.42 · 2021-09-19 to 2024-09-18 | 5,000 common stock | |
| 5 | Derivative | options | 2021-11-17 | M | D | 5,000 | $0.00 | 10,000 | D | $3.60 · 2021-09-21 to 2023-09-20 | 5,000 common stock |