Form 4 for DGII DIGI INTERNATIONAL INC
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001179110-21-010221 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-17 | 2021-11-15 | DGII | Sampsell David H. | VP, GC, Corp. Dev, Corp. Sec | M - OptEx | $10.74 | +40.0K | 106.2K | +60% | +$429.7K |
| D | 2021-11-17 | 2021-11-15 | DGII | Sampsell David H. | VP, GC, Corp. Dev, Corp. Sec | S - Sale+OE | $24.12 | -34.3K | 68.5K | -33% | -$827.3K |
| D | 2021-11-17 | 2021-11-15 | DGII | Sampsell David H. | VP, GC, Corp. Dev, Corp. Sec | F - Tax | $24.18 | -3,428 | 102.8K | -3% | -$82.9K |
| DM | 2021-11-17 | 2021-11-15 | DGII | Sampsell David H. | VP, GC, Corp. Dev, Corp. Sec | M - OptEx | $0.00 | -40.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | M | A | 15,000 | $10.63 | 81,223.45 | D | — | — | (F1) Includes 1,432.148 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between December 29, 2020 and September 30, 2021. |
| 2 | Common | Common Stock | 2021-11-15 | S | D | 34,300 | $24.12 | 68,495.45 | D | — | — | (F3) Reflects the weighted average price of 34,300 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 15, 2021 with sale prices ranging from $24.00 to $24.90 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-11-15 | M | A | 25,000 | $10.81 | 106,223.45 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-15 | F | D | 3,428 | $24.18 | 102,795.45 | D | — | — | (F2) Represents shares forfeit to satisfy exercise price and tax withholding obligations in connection with a net exercise of an option for 5,700 shares. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-11-15 | M | D | 15,000 | $0.00 | 0 | D | $10.63 · — to 2021-11-22 | 15,000 Common Stock | (F4) Fully vested. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-11-15 | M | D | 25,000 | $0.00 | 0 | D | $10.81 · — to 2023-11-20 | 25,000 Common Stock | (F4) Fully vested. |