Form 4 for DGII DIGI INTERNATIONAL INC
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001179110-21-010222 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-17 | 2021-11-15+ | DGII | Riley Kevin C. | Pres, Digi SmartSense | M - OptEx | $11.92 | +101.6K | 126.0K | +415% | +$1.21M |
| DM | 2021-11-17 | 2021-11-15+ | DGII | Riley Kevin C. | Pres, Digi SmartSense | S - Sale+OE | $24.16 | -46.9K | 88.5K | -35% | -$1.13M |
| DM | 2021-11-17 | 2021-11-15+ | DGII | Riley Kevin C. | Pres, Digi SmartSense | M - OptEx | $0.00 | -101.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | M | A | 36,719 | $10.33 | 162,737 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-16 | M | A | 27,344 | $11.87 | 115,862 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-15 | S | D | 74,219 | $24.06 | 88,518 | D | — | — | (F1) Reflects the weighted average price of 74,219 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 15, 2021 with sale prices ranging from $24.00 to $24.325 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-11-15 | M | A | 37,500 | $13.50 | 126,018 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-16 | S | A | 27,344 | $24.43 | 88,518 | D | — | — | (F2) Reflects the weighted average price of 27,344 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 16, 2021 with sale prices ranging from $24.28 to $24.58 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-11-16 | M | D | 27,344 | $0.00 | 10,156 | D | $11.87 · — to 2025-11-20 | 27,344 Common Stock | (F3) Fully vested. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-11-15 | M | D | 36,719 | $0.00 | 781 | D | $10.33 · — to 2024-11-28 | 36,719 Common Stock | (F3) Fully vested. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-11-15 | M | D | 37,500 | $0.00 | 0 | D | $13.50 · — to 2024-11-21 | 37,500 Common Stock | (F3) Fully vested. |