Form 4 for ACGL Arch Capital Group
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001179110-21-010242 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-16 | ACGL | Morin Francois | EVP, CFO | F - Tax | $42.69 | -904 | 164.6K | -0.5% | -$38.6K |
| D | 2021-11-18 | 2021-11-16 | ACGL | Morin Francois | EVP, CFO | M - OptEx | $12.86 | +3,000 | 165.5K | +2% | +$38.6K |
| D | 2021-11-18 | 2021-11-16 | ACGL | Morin Francois | EVP, CFO | S - Sale+OE | $43.24 | -16.9K | 162.5K | -9% | -$732.9K |
| D | 2021-11-18 | 2021-11-16 | ACGL | Morin Francois | EVP, CFO | M - OptEx | $0.00 | -3,000 | 3,300 | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, $.0011 par value per share | 2021-11-16 | F | D | 904 | $42.69 | 164,575 | D | — | — | (F1) In connection with the exercise of the share appreciation rights award described in Table II, 904 common shares were disposed of in satisfaction of the exercise price. The reporting person received a net issuance of 2,096 common shares. |
| 2 | Common | Common Shares, $.0011 par value per share | 2021-11-16 | M | A | 3,000 | $12.86 | 165,479 | D | — | — | |
| 3 | Common | Common Shares, $.0011 par value per share | 2021-11-16 | S | D | 16,950 | $43.24 | 162,479 | D | — | — | (F3) Represents a weighted average sale price; the sales prices range from $43.18 to $43.33. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission |
| 4 | Derivative | Share Appreciation Right | 2021-11-16 | M | D | 3,000 | $0.00 | 3,300 | D | $12.86 · — to 2022-05-09 | 3,000 Common Shares, $.0011 par value per share | (F2) The share appreciation right became exercisable in three equal annual installments; the first installment became exercisable on May 9, 2013 and the next two installments on May 9, 2014 and May 9, 2015, subject to the applicable award agreement. |