Form 4 for DGII DIGI INTERNATIONAL INC
Accepted 2021-12-08 00:00:00 ET · period of report 2021-12-06 · accession 0001179110-21-010698 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-08 | 2021-12-06 | DGII | Konezny Ronald | Pres, CEO, Dir | M - OptEx | $10.41 | +712.5K | 967.0K | +280% | +$7.42M |
| D | 2021-12-08 | 2021-12-06 | DGII | Konezny Ronald | Pres, CEO, Dir | F - Tax | $22.76 | -519.9K | 572.1K | -48% | -$11.83M |
| DM | 2021-12-08 | 2021-12-06 | DGII | Konezny Ronald | Pres, CEO, Dir | M - OptEx | $0.00 | -712.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-06 | M | A | 131,250 | $12.63 | 835,715.76 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-06 | M | A | 125,000 | $10.33 | 1,091,965.76 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-06 | M | A | 325,000 | $8.30 | 704,465.76 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-06 | F | D | 519,904 | $22.76 | 572,061.76 | D | — | — | (F1) Represents shares forfeit to satisfy exercise price and tax withholding obligations in connection with a net exercise of options for 325,000 shares, 131,250 shares, 125,000 shares, and 131,250 shares. |
| 5 | Common | Common Stock | 2021-12-06 | M | A | 131,250 | $13.50 | 966,965.76 | D | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-12-06 | M | D | 125,000 | $0.00 | 0 | D | $10.33 · — to 2024-11-28 | 125,000 Common Stock | (F2) Fully vested. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-12-06 | M | D | 131,250 | $0.00 | 0 | D | $13.50 · — to 2024-11-21 | 131,250 Common Stock | (F2) Fully vested. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-12-06 | M | D | 131,250 | $0.00 | 0 | D | $12.63 · — to 2023-11-19 | 131,250 Common Stock | (F2) Fully vested. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2021-12-06 | M | D | 325,000 | $0.00 | 0 | D | $8.30 · — to 2024-12-17 | 325,000 Common Stock | (F2) Fully vested. |