Form 4 for HQY HEALTHEQUITY, INC.
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001179110-21-010806 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-10 | 2021-11-04 | HQY | Kessler Jon | Pres, CEO, Dir | G - Gift | $0.00 | -36.9K | 165.4K | -18% | $0 |
| DI | 2021-12-10 | 2021-12-08 | HQY | Kessler Jon | Pres, CEO, Dir | M - OptEx | $14.00 | +100.0K | 100.0K | New | +$1.40M |
| DMI | 2021-12-10 | 2021-11-04 | HQY | Kessler Jon | Pres, CEO, Dir | G - Gift | $0.00 | +36.9K | 36.9K | New | $0 |
| DI | 2021-12-10 | 2021-10-26 | HQY | Kessler Jon | Pres, CEO, Dir | J - Other | $0.00 | +53.5K | 53.5K | New | $0 |
| D | 2021-12-10 | 2021-10-26 | HQY | Kessler Jon | Pres, CEO, Dir | J - Other | $0.00 | -53.5K | 202.3K | -21% | $0 |
| DI | 2021-12-10 | 2021-12-08 | HQY | Kessler Jon | Pres, CEO, Dir | M - OptEx | $0.00 | -100.0K | 60.0K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-04 | G | D | 36,860 | $0.00 | 165,402 | D by GKF, LLC | — | — | |
| 2 | Common | Common Stock | 2021-12-08 | M | A | 100,000 | $14.00 | 100,000 | I | — | — | |
| 3 | Common | Common Stock | 2021-11-04 | G | A | 49,026 | $0.00 | 49,026 | I by Team Bear Trust | — | — | (F6) These securities are held by the Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 4 | Common | Common Stock | 2021-11-04 | G | D | 49,026 | $0.00 | 4,424 | I by Team Gracie Trust | — | — | (F2) These securities are beneficially owned by the Reporting Person's spouse as separate property pursuant to the transmutation agreement referred to in footnote one. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. (F4) These securities are held by the Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 5 | Common | Common Stock | 2021-10-26 | J | A | 53,450 | $0.00 | 53,450 | I by Wife | — | — | (F2) These securities are beneficially owned by the Reporting Person's spouse as separate property pursuant to the transmutation agreement referred to in footnote one. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| 6 | Common | Common Stock | 2021-10-26 | J | D | 53,450 | $0.00 | 202,262 | D by Wife | — | — | (F2) These securities are beneficially owned by the Reporting Person's spouse as separate property pursuant to the transmutation agreement referred to in footnote one. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| 7 | Common | Common Stock | 2021-11-04 | G | A | 36,860 | $0.00 | 36,860 | I | — | — | |
| 8 | Derivative | Stock Option (right to buy) | 2021-12-08 | M | D | 100,000 | $0.00 | 60,000 | I by GKF, LLC | $14.00 · — to 2024-07-30 | 100,000 Common Stock | (F7) The option is immediately exercisable. |