Form 4 for ABBV AbbVie
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-09 · accession 0001179110-21-010830 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-10 | 2021-12-09 | ABBV | GONZALEZ RICHARD A | COB, CEO, Dir | S - Sale+OE | $123.23 | -174.1K | 376.6K | -32% | -$21.45M |
| D | 2021-12-10 | 2021-12-09 | ABBV | GONZALEZ RICHARD A | COB, CEO, Dir | M - OptEx | $61.36 | +174.1K | 550.7K | +46% | +$10.68M |
| D | 2021-12-10 | 2021-12-09 | ABBV | GONZALEZ RICHARD A | COB, CEO, Dir | M - OptEx | $61.36 | -174.1K | 87.0K | -67% | -$10.68M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2021-12-09 | S | D | 64,476 | $122.80 | 486,221 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.19 to $123.18 inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock, $0.01 par value | 2021-12-09 | S | D | 109,624 | $123.48 | 376,597 | D | — | — | (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.19 to $123.48 inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock, $0.01 par value | 2021-12-09 | M | A | 174,100 | $61.36 | 550,697 | D | — | — | |
| 4 | Derivative | Option (Right To Buy) | 2021-12-09 | M | D | 174,100 | $61.36 | 87,050 | D | $0.00 · 2018-02-16 to 2027-02-15 | 174,100 Common Stock | (F4) Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. |