Form 4 for AEYE AUDIOEYE INC
Accepted 2021-12-21 00:00:00 ET · period of report 2021-12-19 · accession 0001179110-21-011187 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-21 | 2021-12-19 | AEYE | HUNDLEY CHRISTOPHER | Pres | M - OptEx | — | +6,110 | 76.2K | +9% | — |
| D | 2021-12-21 | 2021-12-19 | AEYE | HUNDLEY CHRISTOPHER | Pres | M - OptEx | — | -6,110 | 17.4K | -26% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-19 | M | A | 6,110 | — | 76,166 | D | — | — | (F1) Each performance stock unit ("PSU") represents a contingent right to receive one share of AudioEye Inc. common stock. |
| 2 | Derivative | Performance Stock Units | 2021-12-19 | M | D | 6,110 | — | 17,446 | D | — · — to — | 6,110 Common Stock | (F1) Each performance stock unit ("PSU") represents a contingent right to receive one share of AudioEye Inc. common stock. (F2) 6,110 of the PSUs vested on December 19, 2021, and the remainder of the PSUs will be earned and vest, if at all, as follows: (i) 7,852 based on satisfaction of performance conditions for 2022, (ii) 7,852 based on satisfaction of performance conditions for 2023, and (iii) 1,742 based on the satisfaction of performance conditions for 2024, in each case subject to the reporting person's continued service through the applicable vesting date. |