Form 4 for AMP Ameriprise Financial
Accepted 2021-12-29 00:00:00 ET · period of report 2021-12-27 · accession 0001179110-21-011257 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-29 | 2021-12-27 | AMP | CRACCHIOLO JAMES M | COB, CEO, Dir | M - OptEx | $126.89 | +86.3K | 258.1K | +50% | +$10.95M |
| D | 2021-12-29 | 2021-12-27 | AMP | CRACCHIOLO JAMES M | COB, CEO, Dir | F - Tax | $306.57 | -62.3K | 195.9K | -24% | -$19.09M |
| D | 2021-12-29 | 2021-12-27 | AMP | CRACCHIOLO JAMES M | COB, CEO, Dir | S - Sale+OE | $306.35 | -24.0K | 171.9K | -12% | -$7.35M |
| D | 2021-12-29 | 2021-12-27 | AMP | CRACCHIOLO JAMES M | COB, CEO, Dir | M - OptEx | $0.00 | -86.3K | 43.1K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-27 | M | A | 86,266 | $126.89 | 258,146 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-27 | F | D | 62,276 | $306.57 | 195,870 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-27 | S | D | 23,990 | $306.35 | 171,880 | D | — | — | (F1) Reflects the weighted average price of 23,990 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 27, 2021 with sale prices ranging from $305.8800 to $306.7233 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-12-27 | M | D | 86,266 | $0.00 | 43,135 | D | $126.89 · — to 2029-02-01 | 86,266 Common Stock | (F3) One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. |