Form 4 for AMP Ameriprise Financial
Accepted 2022-02-01 00:00:00 ET · period of report 2022-01-28 · accession 0001179110-22-000682 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-01 | 2022-01-29+ | AMP | TRUSCOTT WILLIAM F | CEO, Gbl Asset Management | F - Tax | $301.70 | -1,123 | 13.5K | -8% | -$338.8K |
| D | 2022-02-01 | 2022-01-28 | AMP | TRUSCOTT WILLIAM F | CEO, Gbl Asset Management | A - Grant | $0.00 | +3,396 | 17.3K | +24% | $0 |
| D | 2022-02-01 | 2022-01-28 | AMP | TRUSCOTT WILLIAM F | CEO, Gbl Asset Management | A - Grant | $0.00 | +10.7K | 10.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-29 | F | D | 471 | $298.09 | 15,581 | D | — | — | (F1) The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. |
| 2 | Common | Common Stock | 2022-01-28 | A | A | 3,396 | $0.00 | 17,322 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-31 | F | D | 652 | $304.31 | 13,466 | D | — | — | (F1) The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-01-28 | A | A | 10,716 | $0.00 | 10,716 | D | $298.09 · — to 2032-01-29 | 10,716 Common Stock | (F3) One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. |