Form 4 for AMP Ameriprise Financial
Accepted 2022-02-01 00:00:00 ET · period of report 2022-01-28 · accession 0001179110-22-000683 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-01 | 2022-01-28 | AMP | Smyth Gerard P. | CIO, EVP Technology | A - Grant | $0.00 | +905 | 11.3K | +9% | $0 |
| DM | 2022-02-01 | 2022-01-29+ | AMP | Smyth Gerard P. | CIO, EVP Technology | F - Tax | $301.41 | -150 | 11.2K | -1% | -$45.2K |
| D | 2022-02-01 | 2022-01-28 | AMP | Smyth Gerard P. | CIO, EVP Technology | A - Grant | $0.00 | +2,857 | 2,857 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-28 | A | A | 905 | $0.00 | 11,292 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-31 | F | D | 80 | $304.31 | 11,142 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-29 | F | D | 70 | $298.09 | 11,222 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-01-28 | A | A | 2,857 | $0.00 | 2,857 | D | $298.09 · — to 2032-01-29 | 2,857 Common Stock | (F1) One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. |