Form 4 for CVRX CVRx, Inc.
Accepted 2022-02-10 00:00:00 ET · period of report 2022-02-08 · accession 0001179110-22-001003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-10 | 2022-02-08 | CVRX | BRUHN-DING DEAN | VP of Reg. Affairs, QA | M - OptEx | $0.24 | +35.0K | 32.8K | New | +$8,400 |
| DM | 2022-02-10 | 2022-02-08 | CVRX | BRUHN-DING DEAN | VP of Reg. Affairs, QA | M - OptEx | $0.00 | -35.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-08 | M | A | 2,528 | $0.24 | 40,729 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-08 | M | A | 1,169 | $0.24 | 41,898 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-08 | M | A | 821 | $0.24 | 42,719 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-08 | M | A | 378 | $0.24 | 43,097 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-08 | M | A | 1,590 | $0.24 | 44,687 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-08 | M | A | 2,528 | $0.24 | 47,215 | D | — | — | |
| 7 | Common | Common Stock | 2022-02-08 | M | A | 2,275 | $0.24 | 49,490 | D | — | — | |
| 8 | Common | Common Stock | 2022-02-08 | M | A | 5,158 | $0.24 | 54,648 | D | — | — | |
| 9 | Common | Common Stock | 2022-02-08 | M | A | 1,264 | $0.24 | 38,201 | D | — | — | |
| 10 | Common | Common Stock | 2022-02-08 | M | A | 1,264 | $0.24 | 36,937 | D | — | — | |
| 11 | Common | Common Stock | 2022-02-08 | M | A | 2,862 | $0.24 | 35,673 | D | — | — | |
| 12 | Common | Common Stock | 2022-02-08 | M | A | 780 | $0.24 | 20,428 | D | — | — | |
| 13 | Common | Common Stock | 2022-02-08 | M | A | 12,383 | $0.24 | 32,811 | D | — | — | |
| 14 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 780 | $0.00 | 315 | D | $0.24 · — to 2028-02-15 | 780 Common Stock | (F1) Fully exercisable, subject to Issuer's right to repurchase shares at the exercise price, which repurchase right lapsed with respect to 25% of the shares on February 16, 2019 and lapses as to 1/48th of the shares each month thereafter. |
| 15 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 12,383 | $0.00 | 4,128 | D | $0.24 · — to 2028-02-15 | 12,383 Common Stock | (F2) Vested as to 25% of the shares on January 28, 2020 and vests as to 1/48th of the shares on the 15th of each month thereafter. |
| 16 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 2,862 | $0.00 | 0 | D | $0.24 · — to 2023-11-11 | 2,862 Common Stock | (F3) Fully vested. |
| 17 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 1,264 | $0.00 | 0 | D | $0.24 · — to 2024-09-10 | 1,264 Common Stock | (F3) Fully vested. |
| 18 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 1,264 | $0.00 | 0 | D | $0.24 · — to 2025-02-16 | 1,264 Common Stock | (F3) Fully vested. |
| 19 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 2,528 | $0.00 | 0 | D | $0.24 · — to 2025-06-30 | 2,528 Common Stock | (F3) Fully vested. |
| 20 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 1,169 | $0.00 | 0 | D | $0.24 · — to 2025-08-06 | 1,169 Common Stock | (F3) Fully vested. |
| 21 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 5,158 | $0.00 | 2,048 | D | $0.24 · — to 2026-09-27 | 5,158 Common Stock | (F3) Fully vested. |
| 22 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 2,275 | $0.00 | 0 | D | $0.24 · — to 2025-08-06 | 2,275 Common Stock | (F3) Fully vested. |
| 23 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 2,528 | $0.00 | 0 | D | $0.24 · — to 2025-08-06 | 2,528 Common Stock | (F3) Fully vested. |
| 24 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 821 | $0.00 | 0 | D | $0.24 · — to 2025-08-06 | 821 Common Stock | (F3) Fully vested. |
| 25 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 378 | $0.00 | 0 | D | $0.24 · — to 2025-08-06 | 378 Common Stock | (F3) Fully vested. |
| 26 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 1,590 | $0.00 | 0 | D | $0.24 · — to 2025-08-06 | 1,590 Common Stock | (F3) Fully vested. |