Form 4 for RIG Transocean Ltd.
Accepted 2022-02-14 00:00:00 ET · period of report 2021-12-27 · accession 0001179110-22-001165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-14 | 2021-12-27 | RIG | DAVIS HOWARD E | EVP, CAO, CIO | G - Gift | $0.00 | -26.5K | 328.2K | -7% | $0 |
| D | 2022-02-14 | 2022-02-10 | RIG | DAVIS HOWARD E | EVP, CAO, CIO | M - OptEx | $0.00 | +83.1K | 411.3K | +25% | $0 |
| D | 2022-02-14 | 2022-02-11 | RIG | DAVIS HOWARD E | EVP, CAO, CIO | F - Tax | $3.61 | -32.9K | 378.4K | -8% | -$118.7K |
| D | 2022-02-14 | 2022-02-10 | RIG | DAVIS HOWARD E | EVP, CAO, CIO | A - Grant | $0.00 | +310.7K | 310.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Registered Shares | 2021-12-27 | G | D | 26,488 | $0.00 | 328,156 | D | — | — | |
| 2 | Common | Registered Shares | 2022-02-10 | M | A | 83,146 | $0.00 | 411,302 | D | — | — | (F2) Deferred Units awarded on February 7, 2019, vested on February 10, 2022 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle. |
| 3 | Common | Registered Shares | 2022-02-11 | F | D | 32,886 | $3.61 | 378,416 | D | — | — | (F3) Shares sold upon vesting to satisfy tax withholding obligations. |
| 4 | Derivative | Restricted Units | 2022-02-10 | A | A | 310,694 | $0.00 | 310,694 | D | $0.00 · — to — | 310,694 Registered Shares | (F4) The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 103,564 on March 1, 2023; 103,565 on March 1, 2024; and 103,565 on March 1, 2025. |