Form 4 for HALO HALOZYME THERAPEUTICS, INC.
Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-10 · accession 0001179110-22-001199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-14 | 2022-02-10+ | HALO | Torley Helen | Pres, CEO, Dir | F - Tax | $34.28 | -49.0K | 567.4K | -8% | -$1.68M |
| DM | 2022-02-14 | 2022-02-10+ | HALO | Torley Helen | Pres, CEO, Dir | M - OptEx | $0.00 | +92.8K | 584.6K | +19% | $0 |
| DM | 2022-02-14 | 2022-02-10+ | HALO | Torley Helen | Pres, CEO, Dir | M - OptEx | $0.00 | -92.8K | 32.8K | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-10 | F | D | 16,598 | $34.94 | 551,844 | D | — | — | (F1) The reported disposition of 16,598 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. |
| 2 | Common | Common Stock | 2022-02-14 | M | A | 28,729 | $0.00 | 596,102 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-10 | M | A | 31,282 | $0.00 | 568,442 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-14 | F | D | 15,125 | $33.64 | 580,977 | D | — | — | (F3) he reported disposition of 15,125 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. |
| 5 | Common | Common Stock | 2022-02-12 | M | A | 32,795 | $0.00 | 584,639 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-12 | F | D | 17,266 | $34.20 | 567,373 | D | — | — | (F2) The reported disposition of 17,266 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. |
| 7 | Derivative | Restricted Stock Units | 2022-02-10 | M | D | 31,282 | $0.00 | 62,562 | D | $0.00 · — to — | 31,282 Common Stock | (F4) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |
| 8 | Derivative | Restricted Stock Units | 2022-02-14 | M | D | 28,729 | $0.00 | 0 | D | $0.00 · — to — | 28,729 Common Stock | (F4) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |
| 9 | Derivative | Restricted Stock Units | 2022-02-12 | M | D | 32,795 | $0.00 | 32,794 | D | $0.00 · — to — | 32,795 Common Stock | (F4) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |