Form 4 for HALO HALOZYME THERAPEUTICS, INC.
Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-10 · accession 0001179110-22-001200 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-14 | 2022-02-10+ | HALO | LaBrosse Nicole | SVP, CFO | M - OptEx | $0.00 | +5,148 | 8,650 | +147% | $0 |
| DM | 2022-02-14 | 2022-02-10+ | HALO | LaBrosse Nicole | SVP, CFO | F - Tax | $34.47 | -1,958 | 8,223 | -19% | -$67.5K |
| DM | 2022-02-14 | 2022-02-10+ | HALO | LaBrosse Nicole | SVP, CFO | M - OptEx | $0.00 | -5,148 | 1,389 | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-10 | M | A | 2,503 | $0.00 | 7,536 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-10 | F | D | 1,025 | $34.94 | 6,511 | D | — | — | (F1) The reported disposition of 1,025 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. |
| 3 | Common | Common Stock | 2022-02-12 | M | A | 1,389 | $0.00 | 7,900 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-12 | F | D | 506 | $34.20 | 7,394 | D | — | — | (F2) The reported disposition of 506 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. |
| 5 | Common | Common Stock | 2022-02-14 | M | A | 1,256 | $0.00 | 8,650 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-14 | F | D | 427 | $33.64 | 8,223 | D | — | — | (F3) The reported disposition of 427 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. |
| 7 | Derivative | Restricted Stock Units | 2022-02-10 | M | D | 2,503 | $0.00 | 5,005 | D | $0.00 · — to — | 2,503 Common Stock | (F4) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |
| 8 | Derivative | Restricted Stock Unit | 2022-02-14 | M | D | 1,256 | $0.00 | 0 | D | $0.00 · — to — | 1,256 Common Stock | (F4) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |
| 9 | Derivative | Restricted Stock Units | 2022-02-12 | M | D | 1,389 | $0.00 | 1,389 | D | $0.00 · — to — | 1,389 Common Stock | (F4) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |