Form 4 for RBCAA REPUBLIC BANCORP INC /KY/
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0001179110-22-001213 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-02-15 | 2022-02-11 | RBCAA | TRAGER STEVE | COB, CEO, Dir, 10% | S - Sale | $48.41 | -77.4K | 343.5K | -18% | -$3.75M |
| DMI | 2022-02-15 | 2022-02-11 | RBCAA | TRAGER STEVE | COB, CEO, Dir, 10% | G - Gift | $0.00 | -72.8K | 343.5K | -17% | $0 |
| DMI | 2022-02-15 | 2022-02-11 | RBCAA | TRAGER STEVE | COB, CEO, Dir, 10% | S - Sale | $48.41 | -18.7K | 77.0K | -20% | -$904.6K |
| DMI | 2022-02-15 | 2022-02-11 | RBCAA | TRAGER STEVE | COB, CEO, Dir, 10% | G - Gift | $0.00 | -17.7K | 77.0K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-11 | S | D | 65,258.53 | $48.41 | 3,629,275.09 | I By Teebank Family Limited Partnership | — | — | (F5) On 02/11/2022, in exchange for a promissory note, the Step Trust sold all of its Jaytee GP and LP Units and all of its Teebank GP and LP Units to GP Trust 3. (F3) The Reporting Person is the sole trustee of two additional Trusts ("GP Trust 3" and the "Step Trust"), the beneficiaries of which are the Reporting Person and members of the Reporting Person's immediate family. (F2) Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General and Limited Partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2022-02-11 | G | D | 65,258.53 | $0.00 | 3,629,275.09 | I By Teebank Family Limited Partnership | — | — | (F4) On 02/11/2022, GP Trust 2 transferred to the Step Trust for no consideration 20,000 Jaytee GP Units, 46 Jaytee LP Units, 20,000 Teebank GP Units and 46 Teebank LP Units. Following this transaction, GP Trust 2 no longer owns any GP Units or LP Units of either Teebank or Jaytee. (F3) The Reporting Person is the sole trustee of two additional Trusts ("GP Trust 3" and the "Step Trust"), the beneficiaries of which are the Reporting Person and members of the Reporting Person's immediate family. (F2) Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General and Limited Partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 3 | Common | Class A Common Stock | 2022-02-11 | G | D | 7,517.92 | $0.00 | 343,538.19 | I By Jaytee Properties Limited Partnership | — | — | (F4) On 02/11/2022, GP Trust 2 transferred to the Step Trust for no consideration 20,000 Jaytee GP Units, 46 Jaytee LP Units, 20,000 Teebank GP Units and 46 Teebank LP Units. Following this transaction, GP Trust 2 no longer owns any GP Units or LP Units of either Teebank or Jaytee. (F3) The Reporting Person is the sole trustee of two additional Trusts ("GP Trust 3" and the "Step Trust"), the beneficiaries of which are the Reporting Person and members of the Reporting Person's immediate family. (F1) Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A Trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner and Limited Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner and a Limited Partner of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 4 | Common | Class A Common Stock | 2022-02-11 | S | D | 12,107.58 | $48.41 | 343,538.19 | I By Jaytee Properties Limited Partnership | — | — | (F5) On 02/11/2022, in exchange for a promissory note, the Step Trust sold all of its Jaytee GP and LP Units and all of its Teebank GP and LP Units to GP Trust 3. (F3) The Reporting Person is the sole trustee of two additional Trusts ("GP Trust 3" and the "Step Trust"), the beneficiaries of which are the Reporting Person and members of the Reporting Person's immediate family. (F1) Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A Trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner and Limited Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner and a Limited Partner of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 5 | Derivative | Class B Common Stock | 2022-02-11 | S | D | 15,972.89 | $48.41 | 888,313.05 | I By Teebank Family Limited Partnership | — · — to — | 15,972.89 Class A Common Stock | (F5) On 02/11/2022, in exchange for a promissory note, the Step Trust sold all of its Jaytee GP and LP Units and all of its Teebank GP and LP Units to GP Trust 3. (F3) The Reporting Person is the sole trustee of two additional Trusts ("GP Trust 3" and the "Step Trust"), the beneficiaries of which are the Reporting Person and members of the Reporting Person's immediate family. (F2) Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General and Limited Partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F7) Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis. (F8) Immediate. (F9) None. |
| 6 | Derivative | Class B Common Stock | 2022-02-11 | S | D | 2,712.92 | $48.41 | 76,975.91 | I By Jaytee Properties Limited Partnership | — · — to — | 2,712.92 Class A Common Stock | (F5) On 02/11/2022, in exchange for a promissory note, the Step Trust sold all of its Jaytee GP and LP Units and all of its Teebank GP and LP Units to GP Trust 3. (F3) The Reporting Person is the sole trustee of two additional Trusts ("GP Trust 3" and the "Step Trust"), the beneficiaries of which are the Reporting Person and members of the Reporting Person's immediate family. (F1) Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A Trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner and Limited Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner and a Limited Partner of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F7) Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis. (F8) Immediate. (F9) None. |
| 7 | Derivative | Class B Common Stock | 2022-02-11 | G | D | 15,972.89 | $0.00 | 888,313.05 | I By Teebank Family Limited Partnership | — · — to — | 15,972.89 Class A Common Stock | (F4) On 02/11/2022, GP Trust 2 transferred to the Step Trust for no consideration 20,000 Jaytee GP Units, 46 Jaytee LP Units, 20,000 Teebank GP Units and 46 Teebank LP Units. Following this transaction, GP Trust 2 no longer owns any GP Units or LP Units of either Teebank or Jaytee. (F3) The Reporting Person is the sole trustee of two additional Trusts ("GP Trust 3" and the "Step Trust"), the beneficiaries of which are the Reporting Person and members of the Reporting Person's immediate family. (F2) Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General and Limited Partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F7) Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis. (F8) Immediate. (F9) None. |
| 8 | Derivative | Class B Common Stock | 2022-02-11 | G | D | 1,684.53 | $0.00 | 76,975.91 | I By Jaytee Properties Limited Partnership | — · — to — | 1,684.53 Class A Common Stock | (F4) On 02/11/2022, GP Trust 2 transferred to the Step Trust for no consideration 20,000 Jaytee GP Units, 46 Jaytee LP Units, 20,000 Teebank GP Units and 46 Teebank LP Units. Following this transaction, GP Trust 2 no longer owns any GP Units or LP Units of either Teebank or Jaytee. (F3) The Reporting Person is the sole trustee of two additional Trusts ("GP Trust 3" and the "Step Trust"), the beneficiaries of which are the Reporting Person and members of the Reporting Person's immediate family. (F1) Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A Trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner and Limited Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner and a Limited Partner of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F7) Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis. (F8) Immediate. (F9) None. |