Form 4 for AMP Ameriprise Financial
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0001179110-22-001287 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-15 | 2022-02-11 | AMP | THISSEN KAREN WILSON | GC, Executive VP | S - Sale+OE | $313.88 | -6,444 | 10.2K | -39% | -$2.02M |
| D | 2022-02-15 | 2022-02-11 | AMP | THISSEN KAREN WILSON | GC, Executive VP | F - Tax | $313.75 | -3,015 | 16.7K | -15% | -$946.0K |
| D | 2022-02-15 | 2022-02-11 | AMP | THISSEN KAREN WILSON | GC, Executive VP | M - OptEx | $126.89 | +4,459 | 19.7K | +29% | +$565.8K |
| D | 2022-02-15 | 2022-02-11 | AMP | THISSEN KAREN WILSON | GC, Executive VP | A - Grant | $304.00 | +193.42 | 1,457 | +15% | +$58.8K |
| D | 2022-02-15 | 2022-02-11 | AMP | THISSEN KAREN WILSON | GC, Executive VP | M - OptEx | $0.00 | -4,459 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-11 | S | D | 6,444 | $313.88 | 10,223 | D | — | — | (F1) Reflects the weighted average price of 6,444 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $313.6175 to $314.3259 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-02-11 | F | D | 3,015 | $313.75 | 16,667 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-11 | M | A | 4,459 | $126.89 | 19,682 | D | — | — | |
| 4 | Derivative | Phantom Stock | 2022-02-11 | A | A | 193.42 | $304.00 | 1,456.97 | D | — · — to — | 193.42 Common Stock | (F4) Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. (F5) Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2022-02-11 | M | D | 4,459 | $0.00 | 0 | D | $126.89 · — to 2029-02-01 | 4,459 Common Stock | (F3) Fully vested. |