Form 4 for AMP Ameriprise Financial
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0001179110-22-001288 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-15 | 2022-02-11 | AMP | Sweeney Joseph Edward | Pres-AWM Products, Services | S - Sale | $315.45 | -13.0K | 10.1K | -56% | -$4.09M |
| D | 2022-02-15 | 2022-02-11 | AMP | Sweeney Joseph Edward | Pres-AWM Products, Services | A - Grant | $304.00 | +293.59 | 1,552 | +23% | +$89.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-11 | S | D | 8,181 | $315.04 | 14,940 | D | — | — | (F1) Reflects the weighted average price of 8,181 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $314.694 to $315.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-02-11 | S | D | 4,800 | $316.15 | 10,140 | D | — | — | (F2) Reflects the weighted average price of 4,800 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $315.8297 to $316.7374 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Phantom Stock | 2022-02-11 | A | A | 293.59 | $304.00 | 1,551.87 | D | — · — to — | 293.59 Common Stock | (F4) Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. (F5) Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |