Form 4 for LFT Lument Finance Trust, Inc.
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-04 · accession 0001179110-22-001289 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-15 | 2022-02-11 | LFT | Keenan Walter C | Dir | P - Purchase | — | 0 | 41.9K | New | — |
| DI | 2022-02-15 | 2022-02-11 | LFT | Keenan Walter C | Dir | X - OptEx | $3.06 | +50.0K | 50.0K | New | +$153.0K |
| DI | 2022-02-15 | 2022-02-11 | LFT | Keenan Walter C | Dir | X - OptEx | $0.00 | -45.2K | 0 | -100% | $0 |
| DI | 2022-02-15 | 2022-02-04 | LFT | Keenan Walter C | Dir | P - Purchase | $0.02 | +4,750 | 50.0K | +10% | +$95 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-11 | P | A | 0 | $0.00 | 41,911 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-11 | X | A | 50,000 | $3.06 | 50,000 | I By wife | — | — | |
| 3 | Derivative | Subscription Rights (right to buy) | 2022-02-11 | X | D | 45,250 | $0.00 | 0 | I By wife | $3.06 · 2022-01-18 to 2022-02-11 | 45,250 Common Stock | |
| 4 | Derivative | Subscription Rights (right to buy) | 2022-02-04 | P | A | 4,750 | $0.02 | 50,000 | I By wife | $3.06 · 2022-01-18 to 2022-02-11 | 4,750 Common Stock | (F1) Includes 45,250 subscription rights that were distributed by the issuer to the reporting person on January 18, 2022 and subsequently transferred by the reporting person to the reporting person's wife for no consideration. |