Form 4 for CBOE Cboe Global Markets
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-19 · accession 0001179110-22-001560 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-19 | CBOE | Howson Dave | Pres, Europe, APAC | M - OptEx | $118.81 | +8,282 | 21.1K | +65% | +$984.0K |
| DM | 2022-02-23 | 2022-02-19 | CBOE | Howson Dave | Pres, Europe, APAC | F - Tax | $118.81 | -3,895 | 19.2K | -17% | -$462.8K |
| DM | 2022-02-23 | 2022-02-19 | CBOE | Howson Dave | Pres, Europe, APAC | M - OptEx | $0.00 | -8,282 | 0 | -100% | $0 |
| D | 2022-02-23 | 2022-02-19 | CBOE | Howson Dave | Pres, Europe, APAC | A - Grant | $0.00 | +8,258 | 8,258 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-19 | M | A | 879 | $118.81 | 16,069 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-19 | F | D | 414 | $118.81 | 15,655 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-19 | F | D | 1,202 | $118.81 | 17,010 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-19 | M | A | 2,557 | $118.81 | 18,212 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-19 | F | D | 349 | $118.81 | 15,190 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-19 | M | A | 741 | $118.81 | 15,539 | D | — | — | (F1) This amount reflects the prior withholding of 1,076 shares of Common Stock on January 13, 2020 as previously reported on January 15, 2020 to correctly reflect the Reporting Person's ownership of Common Stock. |
| 7 | Common | Common Stock | 2022-02-19 | F | D | 1,930 | $118.81 | 19,185 | D | — | — | |
| 8 | Common | Common Stock | 2022-02-19 | M | A | 4,105 | $118.81 | 21,115 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2022-02-19 | M | D | 4,105 | $0.00 | 0 | D | — · 2022-02-19 to — | 4,105 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F6) The restricted stock units vested in whole on February 19, 2022. |
| 10 | Derivative | Restricted Stock Units | 2022-02-19 | M | D | 2,557 | $0.00 | 5,114 | D | — · 2022-02-19 to — | 2,557 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F5) The restricted stock units vest in three equal annual installments, which began on February 19, 2022. |
| 11 | Derivative | Restricted Stock Units | 2022-02-19 | M | D | 879 | $0.00 | 879 | D | — · 2022-02-19 to — | 879 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F4) The restricted stock units vest in three equal annual installments, which began on February 19, 2021. |
| 12 | Derivative | Restricted Stock Units | 2022-02-19 | M | D | 741 | $0.00 | 0 | D | — · 2022-02-19 to — | 741 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F3) The restricted stock units vest in three equal annual installments, which began on February 19, 2020. |
| 13 | Derivative | Restricted Stock Units | 2022-02-19 | A | A | 8,258 | $0.00 | 8,258 | D | — · — to — | 8,258 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F7) The restricted stock units vest in three equal annual installments beginning on February 19, 2023. |