Form 4 for ATEC Alphatec Holdings, Inc.
Accepted 2022-02-28 00:00:00 ET · period of report 2022-02-24 · accession 0001179110-22-001692 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-28 | 2022-02-24+ | ATEC | Lish Scott | SVP, Development | S - Sale | $9.76 | -20.5K | 328.4K | -6% | -$200.1K |
| M | 2022-02-28 | 2022-02-24 | ATEC | Lish Scott | SVP, Development | A - Grant | $0.00 | +88.6K | 297.9K | +42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-24 | S | D | 12,500 | $9.44 | 336,442 | D | — | — | (F4) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Common Stock | 2022-02-25 | S | D | 8,000 | $10.26 | 328,442 | D | — | — | (F4) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Common Stock | 2022-02-24 | A | A | 51,092 | $0.00 | 348,942 | D | — | — | (F3) Each RSU represents a contingent right to receive one share of the issuer's common stock. (F2) On February 24, 2022, the issuer granted to the reporting person 51,092 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. |
| 4 | Common | Common Stock | 2022-02-24 | A | A | 37,500 | $0.00 | 297,850 | D | — | — | (F3) Each RSU represents a contingent right to receive one share of the issuer's common stock. (F1) On February 24, 2022, the issuer awarded 37,500 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024. |