Form 4 for RUSHA RUSH ENTERPRISES INC \TX\
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-04 · accession 0001179110-22-002070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-08 | 2022-03-04 | RUSHA | McRoberts Michael | COO | S - Sale+OE | $49.46 | -8,807 | 9,230 | -49% | -$435.6K |
| D | 2022-03-08 | 2022-03-04 | RUSHA | McRoberts Michael | COO | M - OptEx | $20.18 | +3,000 | 13.4K | +29% | +$60.5K |
| D | 2022-03-08 | 2022-03-04 | RUSHA | McRoberts Michael | COO | M - OptEx | $0.00 | -3,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-04 | S | D | 3,000 | $50.91 | 10,420.09 | D | — | — | (F2) This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.3150 to $51.89. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2022-03-04 | M | A | 3,000 | $20.18 | 13,420.09 | D | — | — | (F1) Includes 308.9005 shares acquired on July 1, 2021, and 288.5869 shares acquired on January 1, 2022, under the Rush Enterprises, Inc. Employee Stock Purchase Plan. |
| 3 | Common | Class B Common Stock | 2022-03-04 | S | D | 4,617 | $48.14 | 139,562.47 | D | — | — | (F3) This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.30. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F4) Includes unvested restricted stock and certain shares included in the Rush Enterprises, Inc. Deferred Compensation Plan. |
| 4 | Common | Class A Common Stock | 2022-03-04 | S | D | 1,190 | $50.91 | 9,230.09 | D | — | — | (F2) This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.3150 to $51.89. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Derivative | Option (right to buy) | 2022-03-04 | M | D | 3,000 | $0.00 | 0 | D | $20.18 · — to 2024-03-15 | 3,000 Class A Common Stock | (F5) Options may be exercised in increments of 1/3 on the anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. |