Form 4 for ATEC Alphatec Holdings, Inc.
Accepted 2022-06-09 00:00:00 ET · period of report 2022-06-07 · accession 0001179110-22-003278 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-09 | 2022-06-07 | ATEC | Berkowitz Mortimer III | Dir | M - OptEx | $2.00 | +200.0K | 539.1K | +59% | +$400.0K |
| DI | 2022-06-09 | 2022-06-09 | ATEC | Berkowitz Mortimer III | Dir | M - OptEx | $2.00 | +200.0K | 527.0K | +61% | +$400.0K |
| DI | 2022-06-09 | 2022-06-09 | ATEC | Berkowitz Mortimer III | Dir | M - OptEx | $0.00 | -200.0K | 0 | -100% | $0 |
| D | 2022-06-09 | 2022-06-07 | ATEC | Berkowitz Mortimer III | Dir | M - OptEx | $0.00 | -200.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-07 | M | A | 200,000 | $2.00 | 539,121 | D By Porcupine Investment Partners, LLC | — | — | (F1) Includes shares owned by Reporting Person and shares owned by Reporting Person's spouse. (F2) Reporting Person is the managing member of Porcupine Investment Partners, LLC and may be deemed to beneficially own the securities held by Porcupine Investment Partners, LLC. Reporting Person, however, disclaims beneficial ownership of such securities except as to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-06-09 | M | A | 200,000 | $2.00 | 526,985 | I | — | — | |
| 3 | Derivative | Warrants (right to buy) | 2022-06-09 | M | D | 200,000 | $0.00 | 0 | I | $2.00 · 2017-06-15 to 2022-06-15 | 200,000 Common Stock | |
| 4 | Derivative | Warrants (right to buy) | 2022-06-07 | M | D | 200,000 | $0.00 | 0 | D By Porcupine Investment Partners, LLC | $2.00 · 2017-06-15 to 2022-06-15 | 200,000 Common Stock | (F2) Reporting Person is the managing member of Porcupine Investment Partners, LLC and may be deemed to beneficially own the securities held by Porcupine Investment Partners, LLC. Reporting Person, however, disclaims beneficial ownership of such securities except as to the extent of his pecuniary interest therein. |