Form 4 for ATEC Alphatec Holdings, Inc.
Accepted 2022-06-15 00:00:00 ET · period of report 2022-06-13 · accession 0001179110-22-003325 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-06-15 | 2022-06-13 | ATEC | TULLIS JAMES L L | Dir | J - Other | $0.00 | -468.1K | 380.1K | -55% | $0 |
| 2022-06-15 | 2022-06-15 | ATEC | TULLIS JAMES L L | Dir | A - Grant | $0.00 | +18.5K | 180.1K | +11% | $0 | |
| 2022-06-15 | 2022-06-15 | ATEC | TULLIS JAMES L L | Dir | P - Purchase | $6.76 | +7,500 | 187.6K | +4% | +$50.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-13 | J | D | 600,000 | $0.00 | 397,606 | I By Tullis Dickerson Capital Focus III, LP | — | — | (F1) On June 13, 2022, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its partners on a pro rata basis (468,130 shares to its limited partners and 131,870 shares to its General Partner, Tullis-Dickerson Partners III, LLC). |
| 2 | Common | Common Stock | 2022-06-13 | J | A | 131,870 | $0.00 | 380,095 | I By Tullis-Dickerson Partners III, LLC | — | — | (F1) On June 13, 2022, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its partners on a pro rata basis (468,130 shares to its limited partners and 131,870 shares to its General Partner, Tullis-Dickerson Partners III, LLC). |
| 3 | Common | Common Stock | 2022-06-15 | A | A | 18,546 | $0.00 | 180,058 | D | — | — | (F2) On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. |
| 4 | Common | Common Stock | 2022-06-15 | P | A | 7,500 | $6.76 | 187,558 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.75 to $6.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |