Form 4 for SPXC SPX Technologies, Inc.
Accepted 2022-06-28 00:00:00 ET · period of report 2022-06-24 · accession 0001179110-22-003440 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-28 | 2022-06-24 | SPXC | Swann John William III | Pres, Heating, Location | S - Sale+OE | $55.10 | -12.4K | 83.5K | -13% | -$684.5K |
| DM | 2022-06-28 | 2022-06-24 | SPXC | Swann John William III | Pres, Heating, Location | M - OptEx | $23.69 | +12.4K | 86.5K | +17% | +$294.3K |
| DM | 2022-06-28 | 2022-06-24 | SPXC | Swann John William III | Pres, Heating, Location | M - OptEx | $0.00 | -12.4K | 3,854 | -76% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-24 | S | D | 12,422 | $55.10 | 83,472 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from $55.00 to $55.21, inclusive. The reporting person undertakes to provide to SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F1) Includes unvested restricted stock units. |
| 2 | Common | Common Stock | 2022-06-24 | M | A | 9,360 | $27.40 | 95,894 | D | — | — | (F1) Includes unvested restricted stock units. |
| 3 | Common | Common Stock | 2022-06-24 | M | A | 3,062 | $12.36 | 86,534 | D | — | — | (F1) Includes unvested restricted stock units. |
| 4 | Derivative | Employee stock option to purchase common stock | 2022-06-24 | M | D | 3,062 | $0.00 | 5,511 | D | $12.36 · 2018-10-13 to 2025-10-13 | 3,062 Common Stock | (F4) Vested as to 100% of the shares on the third anniversary of the grant date. |
| 5 | Derivative | Employee stock option to purchase common stock | 2022-06-24 | M | D | 9,360 | $0.00 | 3,854 | D | $27.40 · 2020-03-01 to 2027-03-01 | 9,360 Common Stock | (F5) Vested in three equal installments beginning on March 1, 2018. |