InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2021-09-08 00:00:00 ET · period of report 2021-09-08 · accession 0001179706-21-000099 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2021-09-08 2021-09-08 HPE Rothman Irv Pres, CEO Financial Services S - Sale $14.96 -10.0K 31.6K -24% -$149.6K
DM 2021-09-08 2021-01-06 HPE Rothman Irv Pres, CEO Financial Services A - Grant — +2,061 23.7K +10% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-09-08 S D 10,000 $14.96 31,620 D — — (F1) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/07/21.
2 Derivative Restricted Stock Units 2021-01-06 A A 211.76 — 9,041.76 D — · — to — 211.76 Common Stock (F3) As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which vested on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 81.7276 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 61.8868 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 68.1440 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
3 Derivative Restricted Stock Units 2021-01-06 A A 1,278.43 — 50,783.43 D — · — to — 1,278.43 Common stock (F5) As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which will vest on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 493.4053 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 373.6226 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
4 Derivative Restricted Stock Units 2021-01-06 A A 571.30 — 23,734.31 D — · — to — 571.30 Common Stock (F4) As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.4950 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 166.9660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 183.8476 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.