Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-09-21 00:00:00 ET · period of report 2021-09-19 · accession 0001179706-21-000104 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-21 | 2021-09-19 | HPE | ROBBIATI TAREK | EVP, CFO | M - OptEx | $13.55 | +46.3K | 46.3K | New | +$627.8K |
| D | 2021-09-21 | 2021-09-19 | HPE | ROBBIATI TAREK | EVP, CFO | F - Tax | $13.55 | -16.0K | 30.3K | -35% | -$217.1K |
| D | 2021-09-21 | 2021-09-19 | HPE | ROBBIATI TAREK | EVP, CFO | M - OptEx | — | -46.3K | 92.7K | -33% | — |
| DM | 2021-09-21 | 2021-04-07 | HPE | ROBBIATI TAREK | EVP, CFO | A - Grant | — | +8,569 | 237.4K | +4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-19 | M | A | 46,334 | $13.55 | 46,334 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-19 | F | D | 16,024 | $13.55 | 30,310 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-09-19 | M | D | 46,334 | — | 92,665 | D | — · — to — | 46,334 Common Stock | (F2) As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.4755 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,048.7784 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. The number of shares in column 5 includes 4,266 vested RSU dividend equivalent rights and a de minimus adjustment of 0.82090 due to fractional rounding of the dividend equivalent rights at $13.55 per RSU credited to the reporting person's account on 09/19/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2021-04-07 | A | A | 2,894.77 | — | 187,264.21 | D | — · — to — | 2,894.77 Common Stock | (F5) As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,377.7358 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,517.0360 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2021-04-07 | A | A | 634.88 | — | 44,095.92 | D | — · — to — | 634.88 Common Stock | (F3) As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19; 40,037 of which vested on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.1660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 332.7175 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2021-04-07 | A | A | 1,334.81 | — | 90,133.78 | D | — · — to — | 1,334.81 Common Stock | (F4) As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 635.2906 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 699.5235 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2021-04-07 | A | A | 3,705.01 | — | 237,350.01 | D | — · — to — | 3,705.01 Common Stock | (F6) As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,763.3585 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,941.6482 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |