Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-10-21 00:00:00 ET · period of report 2021-10-19 · accession 0001179706-21-000115 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-21 | 2021-10-19 | HPE | Black Thomas E Jr | SVP, GM of Storage | F - Tax | $15.37 | -4,088 | 10.3K | -28% | -$62.8K |
| D | 2021-10-21 | 2021-10-19 | HPE | Black Thomas E Jr | SVP, GM of Storage | M - OptEx | $15.37 | +14.4K | 14.4K | New | +$220.9K |
| DM | 2021-10-21 | 2021-10-06 | HPE | Black Thomas E Jr | SVP, GM of Storage | A - Grant | — | +854.14 | 36.3K | +2% | — |
| D | 2021-10-21 | 2021-10-19 | HPE | Black Thomas E Jr | SVP, GM of Storage | M - OptEx | — | -14.4K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-19 | F | D | 4,088 | $15.37 | 10,285 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-19 | M | A | 14,373 | $15.37 | 14,373 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-10-06 | A | A | 504.81 | — | 63,983.83 | D | — · — to — | 504.81 Common Stock | (F5) As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2021-10-19 | M | D | 14,373 | — | 0 | D | — · — to — | 14,373 Common Stock | (F2) As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 105.6751 dividend equivalent rights at $14.7100 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,419 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7983 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2021-10-06 | A | A | 74.66 | — | 10,154 | D | — · — to — | 74.66 Common Stock | (F3) As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 74.6594 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2021-10-06 | A | A | 274.67 | — | 36,328.17 | D | — · — to — | 274.67 Common Stock | (F4) As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 274.6703 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |