InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2021-10-21 00:00:00 ET · period of report 2021-10-19 · accession 0001179706-21-000116 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-10-21 2021-10-19 HPE Hotard Justin SVP, GM, HPC, MCS F - Tax $15.37 -5,718 12.3K -32% -$87.9K
DM 2021-10-21 2021-10-19 HPE Hotard Justin SVP, GM, HPC, MCS M - OptEx $15.37 +18.0K 38 New +$276.7K
D 2021-10-21 2021-10-21 HPE Hotard Justin SVP, GM, HPC, MCS S - Sale+OE $15.41 -12.3K 0 -100% -$189.3K
DM 2021-10-21 2021-07-07 HPE Hotard Justin SVP, GM, HPC, MCS A - Grant — +2,796 24.1K +13% —
DM 2021-10-21 2021-10-19 HPE Hotard Justin SVP, GM, HPC, MCS M - OptEx — -18.0K 0 -100% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-10-19 F D 13 $15.37 25 D — —
2 Common Common Stock 2021-10-19 F D 5,705 $15.37 12,286 D — —
3 Common Common Stock 2021-10-19 M A 17,966 $15.37 17,991 D — —
4 Common Common Stock 2021-10-19 M A 38 $15.37 38 D — —
5 Common Common Stock 2021-10-21 S D 12,286 $15.41 0 D — — (F1) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/21 and amended on 06/03/21.
6 Derivative Restricted Stock Units 2021-07-07 A A 883.18 — 55,452.45 D — · — to — 883.18 Common Stock (F7) As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
7 Derivative Restricted Stock Units 2021-07-07 A A 965.37 — 60,028.79 D — · — to — 965.37 Common Stock (F8) As previously reported, on 03/02/21, the reporting person was granted 58,621 Restricted Stock Units ("RSUs"), 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 487.1551 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 478.2135 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
8 Derivative Restricted Stock Units 2021-07-07 A A 589.14 — 38,598.70 D — · — to — 589.14 Common Stock (F6) As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 297.2992 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 291.8423 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
9 Derivative Restricted Stock Units 2021-07-07 A A 357.91 — 24,114.56 D — · — to — 357.91 Common Stock (F5) As previously reported, on 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 180.6150 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 177.2998 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
10 Derivative Restricted Stock Units 2021-10-19 M D 17,966 — 0 D — · — to — 17,966 Common Stock (F4) As previously reported, on 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.5596 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 132.0897 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,774 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7648 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
11 Derivative Restricted Stock Units 2021-10-19 M D 38 — 0 D — · — to — 38 Common Stock (F3) As previously reported, on 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 0.2825 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 0.2774 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 4 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8446 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.