Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-10-26 00:00:00 ET · period of report 2021-10-23 · accession 0001179706-21-000120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-26 | 2021-10-23 | HPE | MacDonald Neil B | SVP, GM of Compute | M - OptEx | $15.36 | +13.5K | 41.2K | +49% | +$206.9K |
| D | 2021-10-26 | 2021-10-23 | HPE | MacDonald Neil B | SVP, GM of Compute | F - Tax | $15.36 | -4,658 | 36.5K | -11% | -$71.5K |
| D | 2021-10-26 | 2021-10-26 | HPE | MacDonald Neil B | SVP, GM of Compute | S - Sale+OE | $15.46 | -8,535 | 28.0K | -23% | -$132.0K |
| D | 2021-10-26 | 2021-10-23 | HPE | MacDonald Neil B | SVP, GM of Compute | M - OptEx | — | -13.5K | 13.5K | -50% | — |
| DM | 2021-10-26 | 2021-01-06 | HPE | MacDonald Neil B | SVP, GM of Compute | A - Grant | — | +3,169 | 64.0K | +5% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-23 | M | A | 13,470 | $15.36 | 41,184.70 | D | — | — | (F1) The total beneficial ownership includes the acquisition of 10.4340 shares at $12.04 per share received on 01/06/21 through dividends paid in shares, 8.0920 shares at $15.90 per share received on 04/07/21 through dividends paid in shares, 8.9090 shares at $14.44 per share received on 07/07/21 through dividends paid in shares, and 8.9310 shares at $14.71 per share received on 10/06/21 through dividends paid in shares. |
| 2 | Common | Common Stock | 2021-10-23 | F | D | 4,658 | $15.36 | 36,526.70 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-26 | S | D | 8,535 | $15.46 | 27,991.70 | D | — | — | (F2) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21. |
| 4 | Derivative | Restricted Stock Units | 2021-10-23 | M | D | 13,470 | — | 13,470 | D | — · — to — | 13,470 Common Sstock | (F5) As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which vested on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 248.8605 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 188.4453 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 207.4986 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 203.6900 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 986 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5056 due to fractional rounding of the dividen (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2021-01-06 | A | A | 279.88 | — | 9,137.88 | D | — · — to — | 279.88 Common Stock | (F4) As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 82.0864 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 62.1585 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 68.4432 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 67.1869 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2021-01-06 | A | A | 786.61 | — | 24,974.61 | D | — · — to — | 786.61 Common Stock | (F6) As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 230.7110 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 174.7019 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 192.3657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 188.8348 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2021-01-06 | A | A | 2,102.83 | — | 63,983.83 | D | — · — to — | 2,102.83 Common Stock | (F7) As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 616.7542 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 467.0264 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 514 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |