InsiderTrades

Form 4 for PUBM PubMatic, Inc.

Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-11 · accession 0001180520-21-000004 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2021-11-15 2021-11-11 PUBM BLACK CATHLEEN Dir C - Cnv Deriv $0.00 +37.5K 37.5K New $0
D 2021-11-15 2021-11-11 PUBM BLACK CATHLEEN Dir C - Cnv Deriv $0.00 -37.5K 14.6K -72% $0
DM 2021-11-15 2021-11-11 PUBM BLACK CATHLEEN Dir M - OptEx $0.00 0 52.1K New $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2021-11-11 C A 37,500 $0.00 37,500 D — —
2 Derivative Class B Common Stock 2021-11-11 C D 37,500 $0.00 14,577 D — · — to — 37,500 Class A Common Stock (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
3 Derivative Stock Option (Right to buy Class B Common Stock) 2021-11-11 M D 37,500 $0.00 37,500 D $1.11 · — to 2026-08-15 37,500 Class B Common Stock (F1) The options are fully vested.
4 Derivative Class B Common Stock 2021-11-11 M A 37,500 $0.00 52,077 D — · — to — 37,500 Class A Common Stock (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.